- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- Citigroup (Jacksonville, FL)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- MUFG (Tampa, FL)
- …consulting activities designed to assess and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control ... markets, and related regulatory agencies. + Experience preferred in enterprise and/or operational risk management. + Experience in data processing, database… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... and committed to the continued advancement of the Firm's Risk and Control framework. The Testing CoE...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- MUFG (Tampa, FL)
- …of Risk and Control Frameworks and Governance Models + Familiarity with Operational Risk Management and Bank regulators and requirements + Strong leadership ... line, to provide training on 1st and 2nd LOD testing requirements and effective internal control systems. + Participate...with the three lines of defense to align governance, risk and compliance (GRC) business processes, policies,… more
- Citigroup (Tampa, FL)
- …rules, assessment of operational structures for new products and services, Compliance Testing , Payments Data Analytics, overall guidance and oversight for ... **Global Funds Transfer (GFT) AML Compliance Risk Management Officer** **About the role** The Anti-Money Laundering Compliance Risk Management (ACRM)… more
- TD Bank (Fort Lauderdale, FL)
- …(COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities; Internal ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more