- Citigroup (Tampa, FL)
- …to maintain these standards. **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- Citigroup (Tampa, FL)
- …assigned duties.** **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing ...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- American Express (Sunrise, FL)
- …Responsibilities:** Executing compliance program elements including: - Compliance Risk Assessments (CRAs) - Monitoring and Testing - Training and ... testing activities in collaboration with operations and risk partners. - Develop and maintain first-line compliance...field - Minimum of 3 years of experience in compliance , operational risk , or control… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. You will be responsible for ... ensuring our operations align with strategic goals. As a ** Compliance and Operations Risk Test Senior Lead**...Your deep understanding of principles, practices, and theories in risk and control testing will be crucial… more
- JPMorgan Chase (Tampa, FL)
- …best-in-class. As a Compliance Risk Management Senior Officer within the Compliance Conduct and Operational Risk (CCOR) organization, you will need ... ongoing compliance advice on regulatory matters and compliance risk . Additionally, you will be expected...regulatory impacts, including those identified as a result of Compliance testing , monitoring, Audits or Exams. +… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution ... will be integral in ensuring a cohesive and efficient testing framework, contributing to the seamless delivery of quality...interpret control ratings and metrics to enhance the firm's compliance and operational risk management.… more
- Citigroup (Tampa, FL)
- …in a related role and/ with subject matter expert in Market Risk , Credit Risk , Operational Risk , Model Risk , Financial Crimes; including KYC, AML, ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves...assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document results (including process… more
- Citigroup (Jacksonville, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Monitors, evaluates, and challenges Key Risks and… more
- USAA (Tampa, FL)
- …skills with ability to work cross collaboratively and functionally. + Experience with Compliance and Operational Risk activities. + Professional designations ... for identifying and following written risk and compliance policies, standards, and procedures for control testing...in Compliance or Operational Risk Management (ex. CRCM, CERP). **Compensation… more