- USAA (Tampa, FL)
- …assessments, and providing second-line oversight to first-line partners involved in the Compliance Risk Management Program for the Secure Software Development ... and impactful. **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - ...recommending effective solutions. Experience in IT General Controls (ITGC) Testing alongside operational controls. Prior experience within… more
- JPMorgan Chase (Tampa, FL)
- …Specialized Testing Team, you will play a pivotal role in enhancing our compliance and operational risk management. You will be responsible for executing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Your deep understanding of principles, practices, and theories in risk and control testing will be crucial… more
- JPMorgan Chase (Tampa, FL)
- …best-in-class. As a Vice President on the Specialized Testing Team within the Compliance , Conduct and Operational Risk (CCOR) organization, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...experience in a Trade Surveillance or Global Financial Crimes Compliance testing role. JPMorganChase, one of the… more
- JPMorgan Chase (Tampa, FL)
- …evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your ... senior stakeholders. As a ** Compliance and Operations Risk Test Manager** in the Testing Center...influence operations, financial management, and public image, while maintaining compliance with operational policies and precedents. As… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution ... will be integral in ensuring a cohesive and efficient testing framework, contributing to the seamless delivery of quality...interpret control ratings and metrics to enhance the firm's compliance and operational risk management.… more
- Citigroup (Tampa, FL)
- …after the execution of a process. + Assist Management in exercising control over Operational and Compliance Risk in accordance with established Policy ... influencing standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge… more
- MUFG (Tampa, FL)
- … examinations. + Combined experience in external audit, internal audit, and operational risk and/or compliance with local/state/federal regulations. + ... and no repeat issue + Monitor and evaluate emerging risk , internal operational trends, and external ...action plans on an ongoing basis + Communicate material risk exposures and instances of non‐ compliance for… more
- Citigroup (Tampa, FL)
- Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses ... fraud, and potential bankruptcy. This includes supervision over technology operational risk , cyber risk , and...regulatory adherence, and effectiveness of controls. + Collaborate with Risk Subject Matter Experts ( Compliance Risk… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... in Foundational Services (FS), you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- TD Bank (Jacksonville, FL)
- …FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk -based, 2LoD testing process designed to periodically review the design and ... operating effectiveness of key processes and controls and assess compliance with relevant key laws, rules, and regulations. The...for an Annual Test Plan comprised of mandatory and risk -based testing of financial crime risks owned… more