- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk and performance indicators *Supports the development and execution of key operational risk management activities, including supplier onboarding Risk ... **Knowledge of** *Concepts, practices, and procedures of Supplier Management (including Operational Risk Management, Enterprise Risk Management, Business… more
- First Horizon Bank (Starke, FL)
- …a first or second line of defense capacity. + Experience managing enterprise and operational risk programs at a large financial institution, including RCSA, KRI, ... governance, Risk and Control Self-Assessment (RCSA), key risk indicators (KRIs), issue management, operational loss...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- Santander US (Miami, FL)
- …improvement across methodologies, tools, and reporting. * Engage with senior business, Compliance , Operational Risk , and Internal Audit stakeholders to ... or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues...and oversee execution of quality control across key non-financial risk areas, including operational risk … more
- JPMorgan Chase (Tampa, FL)
- …with internal and external technology audits (3 rd Line of Defense), Operational Risk Management deep dives and testing (2 nd Line of Defense), and the ... contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage your broad… more
- TD Bank (Jacksonville, FL)
- …Management **Job Description:** Roles in the second line of defense Financial Crime Risk Management Testing team (FCRM) are responsible for maintaining a ... dynamic, risk -based, independent testing process to periodically review...and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- MUFG (Tampa, FL)
- …line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive the ... in third-party risk management highly desirable. Additional experience in bank compliance , audit, risk , legal or related positions. + Strong analytical or… more
- Sumitomo Pharma (Tallahassee, FL)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- Truist (Orlando, FL)
- …and Risk Management partners as necessary to execute on key operational risk initiatives and assessments for the Division. **QUALIFICATIONS** **Required ... America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business unit,… more
- Citigroup (Tampa, FL)
- …and limits with firm-wide processes such as capital planning, strategic planning, risk identification, and stress testing , providing constant oversight and ... Individuals in the Enterprise Risk Management are entrusted with managing the diverse...setting, calibration, approval, breach identification, and remediation, ensuring their compliance with LOD responsibilities. + Utilize extensive knowledge of… more