- American Express (Sunrise, FL)
- …Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit ... (RCM), and contribute to the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Review… more
- American Express (Sunrise, FL)
- …(ICA), issue management, the new product approval process, audit, and independent compliance testing (ICT), and financial institution due diligence (FIDD). This ... AML function. GFCC is part of the broader Global Risk & Compliance organization. GFCC's Program Governance...of the Financial Crimes program as would experience within Operational Excellence, Audit or Compliance . Experience with… more
- Scotiabank (Tampa, FL)
- …initiatives impacting the TAO or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. + Provide ... of innovative banking solutions help our business clients generate operational efficiencies, streamline and simplify payments, improve working capital... Compliance support for Compliance Testing ,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual conflict of interest and ... for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists… more
- Coinbase (Tallahassee, FL)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational support partners (ie Workforce… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing . + Ability to determine matters requiring ... and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring… more
- Navient (Tallahassee, FL)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial… more
- American Express (Sunrise, FL)
- …areas: AML/BSA, financial crimes compliance , enhanced due diligence, screening/sanctions risk management, and/or operational risk + Proven analytical ... Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes … more
- Chewy (Plantation, FL)
- …Do:** + Conduct initial and ongoing assessments of third-party vendors, focusing on compliance , security, privacy, and operational risk + Maintain accurate ... organization **What You'll Need:** + 2+ years of relevant experience in an operational compliance , privacy, and/or TPRM professional position + Proficient in… more
- USAA (Tampa, FL)
- …execution of Quality Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to ... to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for… more