- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including exception reporting, and approves corrective actions. + Works with the Compliance Training team to ensure enterprise policy requirements are accurately ... **Essential Duties and Responsibilities** + Partners with policy owners in creating and updating enterprise policies... Trainings. + May coach, train, and mentor others Compliance associates. + Establishes objectives and develops processes and… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll lead the charge in ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...collect feedback and drive upstream improvements to user guides, procedures , and policy . * Utilize an in-depth… more
- TD Bank (Fort Lauderdale, FL)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits… more
- Charles Schwab (Orlando, FL)
- …employee compliance communications, and governs the development and maintenance of compliance policies and standards. As a Senior Manager , you will lead ... Communication:** Design and execute communication strategies and training plans that support policy implementation and reinforce a culture of compliance . **What… more
- Coinbase (Tallahassee, FL)
- …scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have experience ... business * Build robust, scalable, and resilient solutions that keep Coinbase in compliance with a variety of financial regulations * Define the roadmap to scale… more
- Acosta Group (Jacksonville, FL)
- **DESCRIPTION** The **HR Compliance Program Manager - Employee Relations,** is a pivotal role focused on safeguarding Acosta Group's integrity by ensuring ... limiting risk. Separation:** Oversee termination processes, including severance and exit procedures , and facilitate compliance with various laws and regulations,… more
- Deloitte (Boca Raton, FL)
- Senior Manager : Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager : Compliance & Reporting plays a key role ... reporting to drive growth and efficiencies within key records processes critical to compliance with regulatory and policy requirements. + Engages with key… more
- TD Bank (Fort Lauderdale, FL)
- …is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... external regulatory bodies and TD internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders and… more
- LCEC (North Fort Myers, FL)
- JOB TITLE: Manager , Risk & Compliance Location: North Fort Myers, FL Work Hours: 8:00am to 5:00pm Our benefits include: + Company-wide annual incentive plan + ... handling. + Oversee the development, review, and implementation of internal policies and procedures to ensure alignment with risk and compliance goals. + Serve… more
- TD Bank (Fort Lauderdale, FL)
- …depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more
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