- American Express (Sunrise, FL)
- …an impact in this role?** American Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) ... practices across operations. As part of a centralized 1LOD Compliance team, the Compliance Manager ...the compliance program lifecycle - Aligning first-line compliance activity with enterprise compliance policy… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll lead the charge in ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...collect feedback and drive upstream improvements to user guides, procedures , and policy . * Utilize an in-depth… more
- TD Bank (Fort Lauderdale, FL)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits… more
- Coinbase (Tallahassee, FL)
- …scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have experience ... business * Build robust, scalable, and resilient solutions that keep Coinbase in compliance with a variety of financial regulations * Define the roadmap to scale… more
- Acosta Group (Jacksonville, FL)
- **DESCRIPTION** The **HR Compliance Program Manager - Employee Relations,** is a pivotal role focused on safeguarding Acosta Group's integrity by ensuring ... limiting risk. Separation:** Oversee termination processes, including severance and exit procedures , and facilitate compliance with various laws and regulations,… more
- Coinbase (Tallahassee, FL)
- …is expected and fully supported. Reporting to Coinbase's Head of Technical Accounting Policy , you will play a crucial and visible role helping to drive resolution ... to accounting policies are designed, implemented and operating effectively for SOX compliance . * Support management in completing special projects as assigned and be… more
- TD Bank (Fort Lauderdale, FL)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with ... consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- LCEC (North Fort Myers, FL)
- JOB TITLE: Manager , Risk & Compliance Location: North Fort Myers, FL Work Hours: 8:00am to 5:00pm Our benefits include: + Company-wide annual incentive plan + ... handling. + Oversee the development, review, and implementation of internal policies and procedures to ensure alignment with risk and compliance goals. + Serve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …complaint processes and exceptional customer service skills * Concepts, practices, and procedures of banking compliance and knowledge of the securities industry ... regulatory, organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Responding to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules ... to meet regulatory and organizational requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or… more