• HSBC (New York, NY)
    …independent trusted advisor in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners + ... Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work… more
    DirectEmployers Association (10/23/25)
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  • Summer 2026 Internship - Barron's Advisor…

    Dow Jones (New York, NY)
    Summer 2026 Internship - Barron's Advisor Intern Application Deadline: November 14, 2025 We encourage you to submit your application as early as possible, as ... Street Journal, Barron's, MarketWatch, Factiva, Dow Jones Risk & Compliance , OPIS, and more. Dow Jones is a division...ASX: NWS, NWSLV). About the Role: Barron's Wealth & Asset Management Group hosts a series of national, regional,… more
    Dow Jones (10/06/25)
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  • Compliance Officer - Wealth Management…

    KeyBank (Amherst, NY)
    … (the "REA Program ") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance ... + Minimum 3 years of wealth management related (eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or… more
    KeyBank (10/21/25)
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  • Head of Wealth Product, Investment Strategy…

    TD Bank (New York, NY)
    …as President of TD Private Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. **Depth & Scope:** + Provides people management leadership ... thought leadership + Is responsible for all standards, supervision and regulatory compliance and oversight of all regulated activities (SEC, FINRA) + President of… more
    TD Bank (10/22/25)
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  • Risk Head Investor Services Digital Assets (MD)

    Citigroup (New York, NY)
    …digital assets. + Develop, implement, and maintain a robust and effective risk and compliance program tailored to the unique risks of digital assets. + Oversee ... assets. The Risk Head will act as a primary advisor to senior management, ensuring all digital asset...Partner with key stakeholders (Product, Operations, Technology, Data, Legal, Compliance , Audit,) to align digital asset risk… more
    Citigroup (09/19/25)
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  • US Wealth, Media Relations Leader

    Wellington (New York, NY)
    …trailblazers in wealth management. This role will serve as a key advisor to the C-suite and other senior executives, shaping long-term communication strategies ... Management:** Monitor media coverage and manage reputational risks, working closely with compliance and legal teams to ensure alignment with regulatory standards. +… more
    Wellington (10/22/25)
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  • Tax Senior - DART (Depreciation Analysis…

    Deloitte (New York, NY)
    Do you have excellent tax compliance and consulting skills and a strong desire to join a cutting-edge and innovative tax team? Do you like working to help companies ... Specifically, they specialize in a wide variety of fixed asset centric tax services such as: Assisting Clients with...be available + 3+ years' experience in core tax compliance , including federal and/or international. + Bachelor's degree in… more
    Deloitte (10/25/25)
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  • Tax Manager - DART (Depreciation Analysis…

    Deloitte (New York, NY)
    Do you have excellent tax compliance skills and a strong desire to join a cutting-edge team? Do you like working to help companies achieve their tax objectives and ... the FTS-DART group, you will provide tax consulting and compliance services to a diverse client base in various...planning considerations, potential tax risks related to Client's fixed asset data, and identify potential cash tax savings; +… more
    Deloitte (10/25/25)
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  • Chief Risk Officer

    Heritage Financial Credit Union (Middletown, NY)
    …role oversees Finance, Information Technology, Strategic Business Operations, and Risk/ Compliance , serving as a central force in driving sustainable growth, ... stewardship, technology, efficient operations, and a strong culture of compliance . If you're a strategic, forward-thinker who thrives at...We recognize that our employees are our most important asset , and we are committed to providing them with… more
    Heritage Financial Credit Union (10/10/25)
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  • Sr. Manager of Internal Audit

    Heritage Financial Credit Union (Middletown, NY)
    …of Internal Audit Are you ready to leverage your internal audit and compliance expertise to drive meaningful change in a mission-driven financial institution that ... internal audit is more than a checkpoint-it's a trusted advisor function embedded in strategic decision-making. We are seeking...We recognize that our employees are our most important asset , and we are committed to providing them with… more
    Heritage Financial Credit Union (08/08/25)
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