- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to setting new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance … more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational ... business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches… more
- American Express (New York, NY)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, ... is a key member of the 2nd Line of Defense (2LOD) Compliance Risk Management team responsible for designing, governing, and overseeing the enterprise-wide … more
- American Express (New York, NY)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Manager, Compliance Risk Assessment Program, ... supports the development, governance, and operationalization of the enterprise Compliance Risk Assessment (CRA) framework. Operating within the 2nd Line of… more
- HSBC (New York, NY)
- …culture in HSBC's business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve as a regulatory coordinator ... gravitas and strong leadership type traits + Have good knowledge of Compliance Risk Management frameworks, with a focus on Non-Financial Risk Management… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Vice President within Compliance Conduct and ... business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches… more
- Google (New York, NY)
- …degree or equivalent practical experience. + 10 years of experience in privacy compliance , risk management, investigation, auditing, legal, or consulting. + 5 ... and clarity to complex and ambiguous situations. + Understanding of compliance program management principles, risk assessment methodologies, and internal… more
- Ankura (Lexington, NY)
- …Support project teams on advisory matters relating to corporate and healthcare compliance , including risk assessments, compliance program effectiveness ... on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively… more