- Capital One (New York, NY)
- …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... or military experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML) compliance + At least 2… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... Accountabilities:** + Set "tone at the top" in support of a strong risk & compliance culture within Compliance and across the enterprise. + With business… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. The Global Risk & Compliance Organization is an independent risk management function, ... and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework,… more
- American Express (New York, NY)
- …remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate risks are ... Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform services on behalf of American… more
- City National Bank (New York, NY)
- …of long-term and/or complex technology projects or programs focused on IT risk , compliance , and regulatory initiatives. This role leads cross-functional project ... IT Risk and Regulatory projects, ensuring alignment with enterprise compliance mandates and regulatory requirements (eg, FFIEC, OCC, SOX, GDPR, etc.) *… more
- Bank of America (New York, NY)
- … data aggregation and reporting solutions. You will work cross-functionally with risk , compliance , data governance, technology, and business leadership to ensure ... regulatory expectations into actionable platform features and capabilities. + Partner with Risk , Compliance , Technology, Data Governance, and Reporting teams to… more
- Citigroup (New York, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as ... robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. +… more
- Citigroup (Queens, NY)
- …cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas.… more
- KeyBank (NY)
- … Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations, ... experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational skills.… more
- Cardinal Health (Albany, NY)
- …of contact to oversee Customs Broker Due Diligence and adherence to the Vendor Compliance Risk Management Policy; ensure brokers used globally have completed due ... experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process… more