- Citigroup (Queens, NY)
- …cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas.… more
- KeyBank (NY)
- … Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations, ... experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational skills.… more
- Cardinal Health (Albany, NY)
- …of contact to oversee Customs Broker Due Diligence and adherence to the Vendor Compliance Risk Management Policy; ensure brokers used globally have completed due ... experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process… more
- American Express (New York, NY)
- … risk and analytics on #TeamAmex. **Business Unit Information** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- Truist (New York, NY)
- …time. 1. Provide risk support to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, ... complex business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with...in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and… more
- American Express (New York, NY)
- …is part of the Regulatory Exam Lifecycle Management (RELM or 'the Team') in Global Risk and Compliance ('GRC'), and reports to the VP/Head of RELM. RELM supports ... 5-7 years of operational experience in exam management, regulatory affairs, risk management, and/or ops risk / compliance is a strong preference. * Ability to… more
- SMBC (New York, NY)
- …environment. The ideal candidate will bring strong experience in transaction banking, risk governance, and regulatory compliance , with a collaborative and ... solutions to complex problems. + Collaborate with internal stakeholders across Risk , Compliance , Technology, and Product teams to ensure effective risk … more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial… more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer ... a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense testing… more