- Grant Thornton (New York, NY)
- …efficiency of the processes + Manage the development and execution of enterprise risk management, operational risk compliance and/or internal control ... CISA, CISSP, CIA or CISM preferred + Internal audit experience, enterprise risk management, internal controls and/or compliance experience preferred + Experience… more
- Grant Thornton (New York, NY)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... and business process controls for Internal Audit, or other risk management, compliance , and assurance activities + Strong understanding of COSO Internal… more
- KeyBank (NY)
- …independent testing as required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - ... fast paced team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance processes, and applicable… more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial… more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer ... a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense testing… more
- Zurich NA (New York, NY)
- …will be your primary area of focus, you will also contribute to broader compliance initiatives across Zurich's Compliance Risk Universe (CRU), including ... + Engage with senior stakeholders to understand business models and contribute to compliance risk mitigation efforts. + Collaborate with global compliance … more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …strong collaboration across a variety of functions, including but not limited to Risk , Product, Marketing, Decision Science, Compliance , etc. to develop best in ... growth while controlling for through-the-cycle volatility. + Ensure control, compliance , and operational risk mitigation in all...volatility. + Ensure control, compliance , and operational risk mitigation in all processes and design for a… more