- Meta (Albany, NY)
- …3. Design and build solutions to scale managing and responding to risk management & compliance related requests **Minimum Qualifications:** Minimum ... service and program effectiveness and consistency 13. Experience with common risk & compliance program activities (eg, controls, risk , policy management)… more
- American Express (New York, NY)
- …of business. The team will work in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & Compliance organization. ... The newly created first line of defense Financial Crimes Risk & Controls center of excellence will provide a...provide a holistic, enterprise-wide approach to our financial crimes risk management (FCRM) activities and will reside within Global… more
- CIBC (New York, NY)
- …limited to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and ... ethic Preferred Qualifications: + 5-7 years of registered US broker-dealer compliance and risk management experience + Prior experience working at a securities… more
- TD Bank (New York, NY)
- …the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- NBC Universal (New York, NY)
- … risk assessments for relevant business units to identify potential areas of compliance risk ; develop and implement risk mitigation plans. + Partner ... Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training,… more
- Scotiabank (New York, NY)
- …of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... compliance risk assessments, and...experience, including policies and procedures development, the provision of compliance training, compliance risk assessments,… more
- Ultralife Corporation (Newark, NY)
- …including but not limited to safety, electromagnetic compatibility (EMC), and environmental compliance . + Risk Assessment and Mitigation: + Analyze product risks ... positioned to service global customers. We are looking for a Senior Test & Compliance Engineer who will collaborate with NPD groups globally to design and execute… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance … more
- Deloitte (Jericho, NY)
- …lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate... & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions… more
- TD Bank (New York, NY)
- …to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance Testing Team Lead role is ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more