- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Baylor Scott & White Health (Albany, NY)
- …and external stakeholders to uphold the security of payment card data, drive risk mitigation initiatives, and align compliance efforts with broader information ... Security, IT, Business, or a related field. + 7+ years of experience in compliance , risk management, or IT security, with a strong focus on PCI DSS. + PMP… more
- Raymond James Financial, Inc. (New York, NY)
- …for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts **Advanced Skill in:** + Leadership, ... risk with business partners to identify and address compliance gaps or risk mitigation steps + Maintain industry knowledge of recordkeeping laws and… more
- Barnes & Noble (New York, NY)
- …by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of Director. * ... of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance procedures and… more
- Coinbase (Albany, NY)
- …within AWS, GCP and or Azure * Practical understanding of IT Security Compliance , risk management and information security principles including access control, ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...support continuous improvement. * Develop creative solutions to prove risk mitigation and solve for complex audit problems faced… more
- BlackRock (New York, NY)
- …and actively managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements ... to serve as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines including mutual funds, closed-end funds… more
- Bloomberg (New York, NY)
- …- Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a ... US state privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work independently and effectively manage and prioritize… more
- TD Bank (New York, NY)
- …enhancements + Assists in providing solutions to potential problems or issues involving compliance or regulatory risk + Coordinates with relevant business line ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Depth & Scope:** + Provides people management leadership by… more
- Zurich NA (New York, NY)
- …dynamic, global insurance environment. + You will bring 5-8 years of experience in compliance , legal, or risk roles within insurance or financial services. + You ... Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More...for the business. + You will collaborate with Legal, Risk , and Audit teams to ensure a coordinated approach… more
- University of Rochester (Rochester, NY)
- …and enforce internal policies related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address ... **Reporting & Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant… more