- M&T Bank (Buffalo, NY)
- …upon their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration.… more
- SMBC (New York, NY)
- …and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations ... years of experience in the financial services industry, preferably in risk management or compliance . * Prior experience with policies and procedures management, … more
- Citigroup (Getzville, NY)
- …are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** : + Support the development and implementation of ... : + 5-8 years of experience (Financial Sector) + Previous experience supporting risk management, compliance , governance, or controls related roles. + Proven… more
- Broadview FCU (Albany, NY)
- …risk management. + Work closely with other risk leaders, including financial risk and compliance teams, to ensure an integrated risk management ... Proficiency in risk management software, data analytics tools, and governance, risk , and compliance (GRC) platforms. + Excellent attention to details,… more
- Mizuho Corporate Bank (New York, NY)
- …a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk , and Compliance (GRC) team. This role is pivotal in transforming ... direction of the team. The focus will be on enhancing our proactive risk management capabilities and ensuring that audit responses are streamlined and integrated… more
- New York Power Authority (White Plains, NY)
- …documentation + Provide support on the implementation and on-going operation of the Governance, Risk , and Compliance (GRC) software module specific to the model ... Model Risk Analyst Location: White Plains, US **Summary** Perform...of the enterprise and operational processes with Internal Audit, Compliance , and the Office of Strategy Management + Assist… more
- SMBC (New York, NY)
- …+ Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance , and other key stakeholders to identify, prioritize, ... CM business, CM is looking to expand Counterparty Credit Risk team by adding a VP to the team...CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The… more
- Amazon (New York, NY)
- …to trade compliance governance processes. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office ... Trade Strategy (RTS) team is seeking a Global Trade Compliance Program Manager who thrives in ambiguity and enjoys...and acting on opportunities to improve efficiency and reduce risk , and driving both tactical and strategic initiatives. As… more
- American Express (New York, NY)
- …Express. The Operational Risk Management (ORM) organization within Global Risk and Compliance (GRC) is responsible for conducting independent oversight ... and testing to assess operational risk across all business units, functions, processes and geographies...stakeholders and senior leaders in reporting units; Ensure regulatory compliance and manage regulatory relationship and exams for safety… more
- HSBC (New York, NY)
- …expression or any other trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America-United States-New York-New York ... mission is to identify and evaluate areas of credit risk within our business. Credit Review will focus on...protect and enhance HSBC values, reputation and business In compliance with applicable laws, HSBC is committed to employing… more