- JPMorgan Chase (Brooklyn, NY)
- …and services. + Significant experience in Business Controls, Business Management, Operational Risk , Compliance , Legal, Audit, or similar function. + Experience ... legal obligations, and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these relationships to… more
- American Express (New York, NY)
- …management as needed **Key Responsibilities:** + Serve as the primary financial crime risk leader within the business, ensuring compliance with applicable laws, ... **Qualifications:** + 7-10 years of experience in financial crimes compliance , risk management, or business control roles within the financial services… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Excellus BlueCross BlueShield (Rochester, NY)
- … compliance + Functions to support new MSO business ventures and maintain compliance / alleviate regulatory risk . + Includes, but is not limited to, ... researching and analyzing nation-wide state licensing requirements, compiling and preparing state submissions through collaboration with company-wide business partners, as well as handling daily requests for corporate records. + Responsibilities will expose… more
- Coinbase (Albany, NY)
- …a Security Compliance Manager to drive second line of defense technology compliance initiatives and drive risk reduction through 'controls by design' and ... control design, identify areas of weakness and control failures, and recommend risk reduction initiatives * * Compliance Advisory: *Develop technology control… more
- Citizens (New York, NY)
- …a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy risks ... have the opportunity to implement Privacy by Design (PbD) practices, privacy compliance , data protection, and/or risk requirements across the organization.… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- American Express (New York, NY)
- …in risk management with deep understanding of financial crimes and compliance risk , including AML, sanctions, fraud, and anti-bribery and corruption ... high-performing professionals from the ground up, focused on ensuring risk and control management is embedded in the day-to-day... framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes CoE to implement… more