- American Express (New York, NY)
- …the business unit's activities, including credit risk , market risk , operational risk , compliance risk , strategic risk , and reputational risk ... Express. **How will you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking and … more
- American Express (New York, NY)
- …analytics on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management ... Minimum of 5-7 years of experience in reg reporting, audit, compliance or risk management within the banking or financial services industry. Demonstrated… more
- Marex (New York, NY)
- …supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $225,000 ... visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance … more
- Marex (New York, NY)
- …supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $150,000 ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- Citigroup (New York, NY)
- …new client demand and industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance . The product manager will ... deliver these. They will also liaise with other key stakeholders (legal, compliance , risk , etc) in solution design and delivery. + **Regulatory and industry… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more