- NBC Universal (New York, NY)
- …key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support ... + Minimum of 3 years of relevant experience in compliance , legal operations, audit, risk , or regulatory affairs, preferably within an in-house legal or… more
- Project Renewal, Inc. (New York, NY)
- …healthcare and human services. The role requires a proactive approach to risk assessment, compliance training, and policy enforcement across all programs ... Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary Range: $90,000...outpatient), and other human service programs. This role supports risk management initiatives, promotes ethical practices, and works closely… more
- Wells Fargo (Carmel, NY)
- …participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …contact for key internal partners including Algo Risk Control (ARC), Model Risk , Model Validation, Compliance , Audit, and regional leadership. The purpose of ... globally while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model Validation. The program… more
- Wells Fargo (New York, NY)
- …escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- ManpowerGroup (New York, NY)
- …and/or enhanced related controls. **What's Needed?** + 5+ years of experience in risk management, business controls, or compliance . + Experience working within ... professionals in the field. + Development of skills in risk management and compliance . + Potential for career advancement within a reputable organization.… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US...require remediation or corrective action. + Identify areas of risk and make recommendations on operational improvements, processes for… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more