- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- M&T Bank (Buffalo, NY)
- …+ Engages in regular interaction with middle management within Internal Audit, Compliance , Risk Management, and Technology. + Determines and develops approach ... weaknesses that are exploitable, and partners with technology, cybersecurity, and risk teams to remediate any found weaknesses. Collaborates with technology teams… more
- Citigroup (New York, NY)
- …and work processes across multiple departments. + Develop partnerships with Technology, Compliance Risk , Finance, HR and key internal stakeholders + ... oversee the integrity of process. + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of… more
- Wolters Kluwer (New York, NY)
- …preferred. **Experience** + 7+ years of experience in AI governance, model governance, compliance , risk , audit, or a similar function. + Demonstrated success in ... lead complex, high-stakes governance discussions with Legal, Audit, IT Security, and Compliance , often involving novel risks or ethical challenges. + Drive alignment… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS** At TD, we are… more
- JPMorgan Chase (New York, NY)
- …issues and errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other partners to perform ongoing assessment, ... Control Self Assessments (RCSA); internal controls design, review and testing; Compliance ; Operational Risk ; Supervisory Management or Internal Audit… more
- SMBC (New York, NY)
- …Collateralized Loan Obligations issuance process + Knowledge of Capital Markets, CLO, Loans compliance and risk management requirements & best practices + Strong ... and Regulators pertaining to processes and controls. * Coordinates management of risk appetite, limits and guideline setting & issue management for Securitized… more
- Citigroup (Getzville, NY)
- …reporting submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk /Control, Operations & Technology, at all levels of ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate… more
- Google (New York, NY)
- …management. + Experience with audits and controls governance. + Experience with compliance such as technology risk , regulatory and non-regulatory framework (eg, ... projects. + Experience in information governance, information lifecycle management, compliance , legal, privacy, information security, or related areas. A problem… more
- Bank of America (New York, NY)
- …+ Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking ... and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA....+ Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit programs,… more