- SMBC (New York, NY)
- …Collateralized Loan Obligations issuance process + Knowledge of Capital Markets, CLO, Loans compliance and risk management requirements & best practices + Strong ... and Regulators pertaining to processes and controls. * Coordinates management of risk appetite, limits and guideline setting & issue management for Securitized… more
- Citigroup (Getzville, NY)
- …reporting submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk /Control, Operations & Technology, at all levels of ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate… more
- Google (New York, NY)
- …management. + Experience with audits and controls governance. + Experience with compliance such as technology risk , regulatory and non-regulatory framework (eg, ... projects. + Experience in information governance, information lifecycle management, compliance , legal, privacy, information security, or related areas. A problem… more
- Bank of America (New York, NY)
- …+ Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking ... and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA....+ Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit programs,… more
- Citigroup (New York, NY)
- …methods and traditional banking payment methods. Successful candidates will also understand payments risk dynamics and compliance risk management. The role ... needs. + ** Risk Management Knowledge:** Understanding of payment risk dynamics and compliance requirements. + **Commercialization Experience:** Experience… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Liaise across other departments, including… more
- M&T Bank (Williamsville, NY)
- …salary recommendations, performance management and terminations. + Adhere to applicable compliance /operational risk controls in accordance with Company or ... preferred_** **Overview:** Manages and participates in the completion of vendor risk assessments and due diligence and ongoing monitoring requirements are fulfilled… more
- Neuberger Berman (New York, NY)
- …collaboration with other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and other supporting functions. ... management, trust company, sales distribution and supervision, client reporting, fund governance, compliance , operations, risk , branch exams, etc. + Work closely… more
- Bank of America (New York, NY)
- …and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the ... for the Front Line Unit Businesses, Line of Business Compliance and legal team on shareholder disclosure matters *...risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the… more
- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit, Operational Risk , and Technology to ensure effective controls ... understanding of data and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services. + Data maturity… more