- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit, Operational Risk , and Technology to ensure effective controls ... understanding of data and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services. + Data maturity… more
- Bloomberg (New York, NY)
- …analytic programs + Working knowledge of the 2nd line of defense functions (eg compliance , risk management). + Experience using a Bloomberg Terminal Salary Range ... teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. Internal Audit continuously evolves the audit… more
- The Salvation Army (Jamaica, NY)
- …Assist facilities in annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes to ... routine audits of medical records, to ensure all medical compliance is met and the programs are audit ready....it relates to nursing. + Identifies areas of potential risk and develops systems within the organization to minimize… more
- Navient (Albany, NY)
- …+ Act as the liaison for operational fraud issues, collaborating with Credit, Risk , Compliance , Legal, and Customer Experience teams. + Represent Fraud ... + Strong collaboration skills and a proven track record of partnering with compliance , risk , or legal teams to handle high- risk scenarios. + Strong… more
- Citigroup (Getzville, NY)
- …Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close Date:** Jul ... balance sheet. This includes + Participate in managing liquidity and interest rate risk , the capital/legal entity structure and capital planning as well as managing… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Citigroup (New York, NY)
- …NAM Regulatory Reporting and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives to enhance the ... client tax operations. Leverage technology to automate processes and minimize risk . + ** Compliance and Risk Management:** Maintain a deep understanding of… more
- BMO Financial Group (New York, NY)
- …risk (financial, non-financial and transverse) across the organization. + Monitor compliance with internal risk management policies, standards and directives ... and reporting of key risk metrics and key risk indicators (KRMs and KRIs) ** Compliance and Regulatory Oversight:** + Coordinate with legal, finance, and… more
- M&T Bank (Buffalo, NY)
- …and/or recommendations to Senior Management as necessary. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... creation and maintenance of statistical models. Support Senior Analysts, Risk Modelers and Credit Risk Management in...Support Senior Analysts, Risk Modelers and Credit Risk Management in data analysis and model construction. **Primary… more
- KeyBank (Albany, NY)
- …tools such as PEP+ and CMOD1 + Collaborate with internal teams including Compliance , Risk , and Client Services to ensure accurate and compliant handling ... discrepancies or system exceptions. + Collaborate with internal teams including Compliance , Risk , and Client Services to ensure accurate and compliant handling… more