- KeyBank (Albany, NY)
- …tools such as PEP+ and CMOD1 + Collaborate with internal teams including Compliance , Risk , and Client Services to ensure accurate and compliant handling ... discrepancies or system exceptions. + Collaborate with internal teams including Compliance , Risk , and Client Services to ensure accurate and compliant handling… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience involving information technology and/or information security, compliance , or risk management.Preferred Experience:5+ years Experience ... architecture. Working knowledge of network systems, security principles, applications, and risk and compliance initiatives. Advanced knowledge of Risk… more
- The Salvation Army (Jamaica, NY)
- …Assist facilities in annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes to ... routine audits of medical records, to ensure all medical compliance are met and the programs are audit ready....it relates to nursing. + Identifies areas of potential risk and develops systems within the organization to minimize… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and… more
- Heritage Financial Credit Union (Middletown, NY)
- …union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong ... cash control procedures and monitors safeguarding of assets. 2. Governance, Risk & Compliance + Oversee the development and maintenance of the annual audit… more
- Manulife (New York, NY)
- …+ Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance , Legal and Risk ) on required AML/TF compliance program ... + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices +… more
- Manulife (New York, NY)
- …+ Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance , Legal and Risk ) on required AML/TF compliance program ... + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices +… more
- TD Bank (New York, NY)
- …must ensure that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, ... committed to providing a seamless client experience while managing the bank's risk . The position will be responsible for providing best-of-class service to clients… more
- Citigroup (New York, NY)
- …Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close Date:** Aug ... other trading desks. CTI manages the USD interest rate risk for Citi's accrual business (ie ex trading) to...FX and interest rate hedges, and; Managing foreign exchange risk for Citi's non-US dollar debts, and; Overseeing non-US… more
- TD Bank (Bayside, NY)
- …required job specific, compliance -related training + Understands, utilizes and follows compliance / risk and control programs + Ensures ongoing compliance ... Provides prompt and comprehensive responses to all external audit, regulator and compliance requests and findings. Maintains appropriate records of action plans + Is… more