- Citigroup (New York, NY)
- …management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council ... for legal issues through preventative and proactive legal advice and identifying risk relating to M&A transactions + A subject matter expert who substantially… more
- M&T Bank (Buffalo, NY)
- …officers or management for decisions when appropriate. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... structures up to $500,000 to the Bank's customers and prospects that mitigate risk , while allowing the Bank to win additional business. + Effectively address … more
- M&T Bank (Amherst, NY)
- …for potential off-shore opportunities. + Coordinate due diligence reviews with business, Compliance , privacy, Risk , and Audit. Assist with drafting contract ... related to procurement activities with keen focus on governance, risk management, performance reporting and issue monitoring. Manages planning, development… more
- Villa of Hope (Rochester, NY)
- …programs in alignment with Value Based Payment principles, including regulatory compliance , risk management, staff development, and program budgets. Externally, ... will lead the planning and execution of strategy, operations, financial management, compliance , quality of care, and evaluation of outcomes for Tuckahoe Community… more
- Citigroup (Getzville, NY)
- …causes of complex issues + Work closely with colleagues from Operations & Technology, Compliance , Legal, Risk & Control and business unit managers to ensure ... implementation and oversight of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:_… more
- Santander US (New York, NY)
- …deliver seamless client experience, + Ensure full adherence to all internal policies, compliance and risk requirements and regulatory frameworks. What You Bring: ... + Excellent communication, interpersonal and negotiation skills, + Strong compliance mindset and understanding of global regulatory requirements. **What Else… more
- Bank of America (New York, NY)
- …Prop, Estates, Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical skills (ie, Excel, ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- US Bank (New York, NY)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... governance and control around impactful institutional models per the Bank's Model Risk Management Policy and Standards, and in adherence to applicable Regulatory… more
- Guardian Life (New York, NY)
- …+ Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations, and implement risk mitigation strategies. ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- YAI (Manhattan, NY)
- …annual OPWDD DQI and OFPC surveys. + Supports regional leadership with identifying compliance risks, completing an annual risk assessment, and developing an ... & Responsibilities + Completes formal internal reviews and specialized risk assessments for YAI programs at least annually and...related to reportable incidents and occurrences as well as compliance and HIPAA concerns. + Monitors incidents in IRMA… more