- SMBC (New York, NY)
- …- Lead contract negotiations, renewals, and amendments in collaboration with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including ... Cross-Functional Collaboration - Partner with internal stakeholders including Technology, Operations, Risk , Compliance , and Finance to align vendor services with… more
- SMBC (New York, NY)
- …and investment banking, enterprise valuation, legal, tax, accounting, treasury, capital markets, compliance , credit risk and market risk . **Role Objectives** ... due diligence, underwriting, credit approval, and closing processes. + Evaluate counterparty risk , propose strategies and tools for portfolio monitoring. + Work with… more
- City National Bank (New York, NY)
- …issues. * Collaborate effectively with cross-functional teams, including credit, operations, compliance , and risk , to ensure successful execution of transactions ... Provides responsive, quality service. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the assigned… more
- US Bank (New York, NY)
- …Finance + Direct business development and sales experience + Legal, credit underwriting, compliance or other risk management experience + Customer service and ... of achieving cost-efficient revenue growth, best-in-class customer experience, enhanced risk management and operational excellence. With several transformational and… more
- Wells Fargo (New York, NY)
- …model behavior. + Meet deliverables while adhering to policies, procedures, and compliance requirements related to model risk management and regulatory ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- CVS Health (New York, NY)
- …regulatory asset protection, implementing continuous improvement initiatives to enhance compliance and risk management. Education: Bachelor's degree ... every day. Primary Job Duties & Responsibilities Develops comprehensive regulatory compliance strategies and programs to ensure adherence to relevant laws,… more
- SMBC (New York, NY)
- …for training development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible role,… more
- M&T Bank (Buffalo, NY)
- …10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other standards, policies and procedures. ... as a lead to independently develop and maintain quantitative models used for credit risk , capital planning or underwriting. The lead may supervise the work of model… more
- American Express (New York, NY)
- …will work closely with internal lawyers, as well as technology, product, procurement, risk , and compliance teams, to structure clear, resilient agreements and ... + Tracking industry, legal and market developments. + Supporting governance, compliance and risk management teams and practices. **Minimum Qualifications:**… more
- HSBC (Buffalo, NY)
- …with strong relationship and communications skills + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure a balanced ... and services to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the...Health insurance licenses required + Spanish is a plusIn compliance with applicable laws, HSBC is committed to employing… more