- American Express (New York, NY)
- …Business, or a related discipline + 5 years of experience in data governance, risk management, internal controls, audit, or data compliance within the financial ... Risk , Generative AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience in roles involving policy… more
- Capco, a Wipro Company (New York, NY)
- **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will play a lead role delivering projects, ranging from ... knowledge across all areas of the front office, operations, technology, risk , finance and compliance . **About the Job:** As a Managing Principal - Operational… more
- HSBC (New York, NY)
- …of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit ... lines of defence functions (eg Product Control / Finance, Market Risk , Regulatory Compliance , Front Office, Markets Operations, Model Risk , Counterparty… more
- Citigroup (New York, NY)
- …management models and tools. + Work closely with control functions, including Legal, Compliance , Market and Credit Risk , Audit, and Finance, to maintain ... understanding of the entire transaction lifecycle, from origination and risk assessment to post-execution monitoring and platform development. **Responsibilities:**… more
- JPMorgan Chase (Brooklyn, NY)
- …Minimum of 7 years of financial service experience in controls, audit, quality assurance, risk management, or compliance . + Proficient knowledge of control and ... supports robust governance and systems to identify, quantify, manage, and monitor risk . You will drive the implementation and sustainability of global CIB… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Hewlett, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more