- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- M&T Bank (Buffalo, NY)
- …+ Complete other related duties as assigned. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... and Specialty loan portfolios, including the preparation of trend analysis, emerging risk analytics, determination of risk appetite, and related objectives.… more
- Coinbase (Albany, NY)
- …to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience building robust and scalable data ... experience building machine learning models * Experience designing and implementing compliance and risk controls * Experience leading large, cross-functional… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- American Express (New York, NY)
- …Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in rendering… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- Access: Supports For Living (Middletown, NY)
- …conducting compliance investigations, publishing regulatory guidance updates, identifying compliance risk areas, conducting Rapid Improvement Events (RIEs) + ... regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring...the Vice President Risk Management Quality and Compliance in ensuring quality related deliverables are achieved across… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... + Oversees and leads a highly complex and diverse Compliance function for an area of significant risk... Compliance function for an area of significant risk , complexity or scope while growing talent, developing skills… more