- Citigroup (New York, NY)
- …technology professionals. * Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure ... improving models that allow us to automatically price and risk manage Linear FX products. The analyst is a...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (New York, NY)
- …the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our collaborative culture, where innovation ... operations. Our team values integrity, transparency, and a proactive risk & control support for the 1st Line, ensuring...we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business… more
- BlackRock (New York, NY)
- …materials for BlackRock's PMG teams helping to assess regulatory, reputational and business risk + Partner with Legal & Compliance colleagues, and business ... **About this role** **Business Unit Overview:** Blackrock's Compliance Department protects Blackrock's reputation and provides client focused advice. It understands… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …the impact of new regulations and guidelines and implement solutions to maintain compliance . * Applying practical experience of IT Risk Management Methodology to ... As a Senior Director of IT, Quality Assurance and Compliance , you will lead a team of those managing...coaching, and technical support to the IT QA & Compliance Management Team. This role is an on-site position… more
- Marex (New York, NY)
- …FIX protocol + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's Degree is ... developers and exploiting opportunities to automate quality control + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA,… more
- KeyBank (New York, NY)
- …and engagement activities to build dashboards and reports. - Policy Enforcement and Compliance : Ensure adherence to risk policy and procedures by collaborating ... with stakeholders across the organization and leading efforts to monitor compliance with partner-related regulatory requirements. - Risk and Controls: Focus on… more
- American Express (New York, NY)
- …experiential, on-the-job, etc.) that support both near and long-term capability building (ie, risk and compliance , GEN AI, change management, etc.). + Lead ... verbal communication, data and Power Point presentations. + Partner with Risk , Privacy and Compliance teams to ensure strong governance and risk controls… more
- Marex (New York, NY)
- …skills. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $70,000 to ... trading to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC… more
- TD Bank (New York, NY)
- …EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, problem-solving, ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management… more
- Datavant (Albany, NY)
- …industry conversations on emerging regulations and best practices related to prospective risk capture and concurrent review. ** Compliance & Quality:** + Partner ... vision for healthcare. **Role Overview** As the Director of Prospective + Concurrent Risk Adjustment Products, you will lead the strategy, roadmap, and execution for… more