- American Express (New York, NY)
- …Governance and Oversight is responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. This position will be critical to ... Provide strategic oversight of the Bank governance standards and monitoring of compliance risk management activities, including the implementation of the Bank's… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment, including risk identification, evaluation,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight) and… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... updating the Operational Risk Profile, facilitating RCSAs, and other risk and compliance assessments.** The above details are specific to the role which is… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... for effectively identifying, assessing, communicating, managing, and mitigating regulatory compliance risk and maintaining knowledge of applicable regulatory… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... applicable laws, rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated, remediated, and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... weaknesses or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency with current applicable banking and… more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... appetite statement and limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more