- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- City National Bank (New York, NY)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining ... including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- American Express (New York, NY)
- …for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Office within ... standards **Qualifications** + Approximately three years of experience in Financial Crimes Compliance , Risk Management, and / or general Compliance , as well… more
- American Express (New York, NY)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk ...+ Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... with your recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank… more
- American Express (New York, NY)
- …an impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more
- American Express (New York, NY)
- …controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory ... supporting Finance leaders in the identification, assessment, and mitigation of privacy risk across Finance processes, ensuring compliance with global data… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... compliance management systems** + **Knowledge and experience with risk management environment, standards, and regulations** + **Ability to independently… more
- KeyBank (NY)
- … Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations, ... Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Ability to multi-task +… more