- KeyBank (NY)
- …line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust ... As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense… more
- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- Highmark Health (Albany, NY)
- …Risk Partner to define the development, implementation and maintenance of an effective compliance and risk management program for the supported entities. ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...+ Provide proactive guidance, education, and information to senior management , so that leaders remain informed and aware of… more
- KeyBank (NY)
- …excess of Key's risk tolerance. This position will be responsible for compliance oversight of Third Party Management , Shared Services lines of business ... Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk...(Finance, Human Resources, Law Group, Risk Management , Corporate Center), and Regulation W.… more
- KeyBank (Buffalo, NY)
- …- Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance ), and/or audit experience with… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...quo and striving to be best-in-class. As a Credit Officer in Portfolio Management , you should be… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... our company, customers, and communities. As a Lead Credit Officer within the Credit Risk team, you...up with industry trends and best practices in credit risk management to enhance decision-making and maintain… more
- City of New York (New York, NY)
- …the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, ... long-term challenges we face together. The Bureau of Asset Management is responsible for oversight of the investment portfolios... Officer will report to the Senior Investment Officer - Risk , responsibilities include, but are… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...to provide essential risk context. . Reports risk -related data including risk exposure, compliance… more
- TD Bank (New York, NY)
- …governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US ... Management and the Office of the Chief Risk Officer . They should have and should...Management + Governance and Control 1B + Regulatory Compliance Management + Risk and… more