- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in ... Communication, Constructive Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder Management .… more
- City of New York (New York, NY)
- …security, privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management . Advise the organization on security and privacy ... IoT devices, software, custom development, and technology acquisitions. - Fulfill risk assessment tickets in a timely manner, ensuring accurate documentation and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... related (eg - trust/fiduciary, asset management , private banking, securities, etc.) compliance , risk management , and/or internal or external audit… more
- Citigroup (New York, NY)
- …lending * 10+ years of experience in credit underwriting, portfolio and/ or risk management with a large multinational financial services or Asset Based ... well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is...other certifications considered but not required **Job Family Group:** Risk Management **Job Family:** Credit Decisions **Time… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily sales ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- City National Bank (New York, NY)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and ... * COMPLIANCE OFFICER SENIOR* WHAT IS THE...* COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The ...management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include...and government authorities, as it pertains to Audit and Risk Management . - Coordinate NYC Aging leadership… more
- Raymond James Financial, Inc. (New York, NY)
- …leaders, providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, private ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations… more