- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... review + Manage US Broker Dealer Business Line management relationships. Collaborate to ensure Americas Compliance ...risk events immediately. + To provide input to risk management processes, as required. The Company… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy -... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description ... privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work...business people on data privacy matters; * Strong stakeholder management experience and skills to collaborate effectively with security… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer -...Experience of identifying and managing risk , including risk framework and issue management **If this sounds ... Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's Legal and… more
- L3Harris (Rochester, NY)
- …and cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk … more
- BMO Financial Group (New York, NY)
- …plans and validation. + Elevate high profile issues/ risk cases to Compliance and business/group management for prompt resolution. + Analyze and report ... ensuring adequate management remediation plans and validation. Elevate high profile issues/ risk cases to Compliance and business/group management for… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance ... key stakeholders, and exercise credible challenge. + Support issue management , and support a culture of compliance ...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- Pioneer Bank (Albany, NY)
- …tasks related to municipal accounts are completed on a daily basis. + Collaborates with Risk Management (BSA and Compliance ) in matters as they relate to ... TITLE: Cash Management & Payment Systems Officer LOCATION:...ensure they contain properly completed Applications & Agreements, Customer Risk Assessments, RDC Site Evaluations, and RDC Self Assessments… more
- MTA (Jamaica, NY)
- …of Transportation and Title 49 CFR Part 270 System Safety and Fatigue Risk Management Program Plan requirements. his position also directs and oversees ... Chief Program Officer -Safety Management Systems Job ID: 12137...and an understanding of System Safety Engineering and Safety Risk management in complex systems. * Knowledge… more
- US Courts (Brooklyn, NY)
- …Officers investigate employment, sources of income, lifestyle, and associates to assess risk and compliance . They address substance abuse, mental health, ... the necessary treatment through assessment, monitoring, and counseling. They assess risk levels of persons under supervision, and they employ Evidenced- Based… more