- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- KeyBank (Buffalo, NY)
- …- Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance ), and/or audit experience with… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Highmark Health (Albany, NY)
- …Risk Partner to define the development, implementation and maintenance of an effective compliance and risk management program for the supported entities. ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...+ Provide proactive guidance, education, and information to senior management , so that leaders remain informed and aware of… more
- Anthony Jordan Health Corp (Rochester, NY)
- …is now seeking aRisk Management Specialistwho, under the guidance of the Chief Compliance & Risk Officer , is primarily responsible for managing the ... RISK MANAGEMENT SPECIALIST ROCHESTER, NY (http://maps.google.com/maps?q=214C+Lake+Avenue+ROCHESTER+NY+USA+14608)...a healthcare setting, with responsibilities involving risk management , patient safety, quality improvement or compliance … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management ... degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...and sensitivity analysis as internally required by the Model Risk Management process. Appropriately assess the risks… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- KeyBank (NY)
- …excess of Key's risk tolerance. This position will be responsible for compliance oversight of Third Party Management , Shared Services lines of business ... Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk...(Finance, Human Resources, Law Group, Risk Management , Corporate Center), and Regulation W.… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...quo and striving to be best-in-class. As a Credit Officer in Portfolio Management , you should be… more