- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... + Improve efficiencies to support continued improvement of the Risk Compliance Management Program +...Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the… more
- Heritage Financial Credit Union (Middletown, NY)
- …The Senior Lending Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program with a primary focus on the CMS ... of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND...initiatives, emerging issues/risks with a strong focus on Lending Compliance and Risk Management . +… more
- American Express (New York, NY)
- …readiness-driving the company's growth while safeguarding its reputation and operations. The Compliance Risk Management Governance team develops, oversees, ... management function, led by the Chief Risk Officer , with the mission of ensuring...and strengthens the Compliance Risk Management framework to ensure governance structures,… more
- University of Rochester (Rochester, NY)
- …Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management : + In partnership ... strategic goals, to include working collaboratively with and coordinating compliance management among the University's existing ...the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the… more
- American Express (New York, NY)
- …the leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within ... role will lead an organization of line of business compliance officer teams across American Express' Global...to critical issues in a timely manner + Strong compliance and risk management experience,… more
- Trustco Bank (Schenectady, NY)
- … compliance management in identifying, assessing, reporting, and containing compliance risk through the implementation and execution of the compliance ... **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No… more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... a member or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees. The … more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment ... units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:**… more
- NBC Universal (New York, NY)
- …the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training, monitoring, ... collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal...for relevant business units to identify potential areas of compliance risk ; develop and implement risk… more
- WMCHealth (Valhalla, NY)
- … Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Executive/ Management Department: Compliance - WMC Health Union: No Position: Full ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more