- HUB International (New York, NY)
- …purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into ... the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business while… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- Highmark Health (Albany, NY)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New...Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations… more
- KeyBank (Buffalo, NY)
- …(DRGO), supporting oversight of enterprise-wide data governance practices across KeyCorp. The Sr . Operational Risk Officer is responsible for providing ... actions + Foster strong relationships with business partners and senior management to promote risk transparency +...technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance… more
- KeyBank (Buffalo, NY)
- …loss analysis, key risk indicators, reporting, policy and procedure development. The senior officer will be required to perform oversight activities and will ... in the review, update, and enhancement of operational and/or compliance risk management policies and procedure standards....strong positive working relationships with LOBs, staff, peers, other risk partners and senior management and by… more
- Bank of America (Elma, NY)
- …impact. Join us! **Job Description** Assigned as a market or industry level resource, the Senior Credit Products Officer ( Sr . CPO) is a highly skilled ... Sr . Credit Products Officer - Business Banking...Services Organizations (MSO/DSO). Involvement with monitoring activities/approvals including covenant compliance is also part of the Sr .… more
- Bank of America (New York, NY)
- SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **To proceed with your application, you must ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm- Sr -Port- Officer \_25030950-2) **Job Description:** At Bank of America,… more