- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location...will serve as a senior member of the Risk and Compliance Policy team, with dedicated focus ... New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** The energy...* Present policy proposals, updates, and program enhancements to senior leadership and governance forums. * Support ongoing program… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- Citigroup (New York, NY)
- Serves as a Markets product compliance risk officer for ICRM responsible for assisting with internal strategies, policies, procedures, processes, and ... on internal policies and procedures. The Markets CBO and Cluster Sales Independent Compliance Risk Management (ICRM) team is responsible for building the global… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York City, the Ethics Sr Lead Officer will report to an...analysis of reports to be distributed to business committees, senior management, auditors and regulators, including on the Ethics… more
- KeyBank (Albany, NY)
- …Amherst, New York 14226 **This role can be filled as either a Lead Closing Officer or Senior Closing Officer .** **_Qualified candidates must reside near one ... office 1-3 days per week in a hybrid capacity._** ** Senior Closing Officer ** **ABOUT THE JOB (JOB...compliance procedures (OFAC, Patriot Act, etc.), credit approval, risk management and document standards is critical. The Closing… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US ... program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (New York, NY)
- The CSIS Sr Program Management Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... may be assigned as required. The Citi Security and Investigative Services (CSIS) Senior Program Officer supports the head of intelligence governance in planning,… more
- City National Bank (New York, NY)
- * SR . ESTATE SETTLEMENT OFFICER * WHAT IS THE OPPORTUNITY? This position is responsible for the administration and distribution of estate/trust assets held within ... an administrative trust or probate. The Sr . Estate Settlement Officer facilitates family meetings,...clients, external attorneys and with internal business partners (Tax, Compliance , Real Estate), to ensure accurate, timely, and efficient… more