- HUB International (New York, NY)
- …providing a boundaryless array of business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products ... to our industry leading success in mergers and acquisitions. **POSITION SUMMARY:** The ** Senior Vice President, Investor Relations** is a key member of the Finance… more
- City of New York (New York, NY)
- …and accessibility planning. - Draft compliance reports, policy updates, and risk assessments for senior leadership review. - Collaborate with HR, Legal, ... Charter mandates five core functions: - Establish and ensure compliance with minimum standards for the care, custody, treatment,...and oversee the Board's EEO policies and procedures in compliance with federal, state, and local laws, as well… more
- US Bank (New York, NY)
- …financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping and executing the ... lead investment strategy across Wealth Management, ensuring consistent execution and risk management + Oversee all portfolio management activities and investment… more
- TD Bank (New York, NY)
- …Description:** The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer ) to join the new Trade Surveillance team. ... area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and.... **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- DoorDash (New York, NY)
- …detecting, investigating, and responding to anomalous events and behaviors that may pose risk to the company. This is a critical role that will analyze threat ... report into the Director, Security Operations under the Chief Information Security Officer . You're excited about this opportunity because you will + Use monitoring… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... of the MTA Ethics, Risk , and Compliance Program. Identify and assess...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- SMBC (New York, NY)
- …the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the ... New Product, Underwriting, Risk Management, Compliance , IT Risk ...strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory… more
- Fujifilm (Albany, NY)
- …controls. + Conduct healthcare, anti-corruption, antitrust, anti-corruption, and anti-money laundering compliance risk analysis. Identify potential areas of ... compliance vulnerability and risk . Develop and implement action plans to mitigate potential...businesses and develop integration plan. + Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- The Research Foundation for SUNY (Albany, NY)
- …Posted On: Tue Dec 2 2025 Job Description: Function: The Director of Compliance and Governance Counsel (Director) is responsible for matrixed management of the ... Research Foundation's Compliance Program, as approved by the Research Foundation's Board...program. The incumbent serves as the corporate FOIL Appeals Officer responsible for the timely processing of any FOIL… more
- St. George's University (Great River, NY)
- …communications, and timely delivery of federally required financial aid information, reducing compliance risk and audit findings. This position reports to the ... our campus locations. The Director of Academic Enrollment and Financial Aid Compliance , Operations and Training provides senior -level leadership for the… more