- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- GE Vernova (New York, NY)
- …risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic leadership assessing ... maintain controls designed to prevent, detect and respond to compliance risk connected to FS' project development...to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job… more
- JPMorgan Chase (New York, NY)
- …Corporate Communications you will work with the Chief Audit Executive and the Chief Compliance and Operational Risk Officer and their management teams to ... internal communications for two corporate functions: Internal Audit and Compliance , Conduct & Operational Risk (CCOR). Those...culture. serve as a trusted advisor to the firm's senior leaders and other communications managers about how to… more
- KeyBank (Amherst, NY)
- …regarding corporate-wide compliance issues and the identification and mitigation of compliance risk . + Perform complex compliance tasks as assigned. ... not limited to, merger and acquisition activities, contract reviews, risk assessments, compliance risk mitigation...implementation. + Interact, at the direction of the OFAC Officer , with regulatory agencies and the Risk … more
- CUNY (New York, NY)
- …DETAILS** The University Director of Financial Controls, Risk , and Tax Compliance is a senior leadership role responsible for overseeing CUNY's financial ... of university assets. Reporting to the Deputy Chief Financial Officer , the Director serves as the university's primary expert...reports for senior leadership on internal controls, risk , and compliance ; maintain accurate documentation of… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Treasury-Sales- Officer FIG-Sales-NA-Investments-and-Securities\_25045535) **Job Description:** At Bank of… more
- Villa of Hope (Rochester, NY)
- …Talent, Culture, & Compliance Officer (CTO/CCO), the Director of Compliance & Risk Management is responsible for: Supporting the Chief Compliance ... - Member of Operational Leadership Team (OLT) SUPERVISOR: Chief Talent, Culture, & Compliance Officer (CTO/CCO) FLSA: Exempt SALARY RANGE: $85,000 - $100,000… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical...compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance … more