- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the ... a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk & Control Self-Assessment (RCSA), and the execution of control activities thus… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management… more
- NBT Bank (Albany, NY)
- Pay Range: $109,085.00 - $145,462.00 Responsible for managing a portfolio of high- risk C & I, CRE and Business Banking relationships, specifically, but not limited ... of sources, and to develop solutions appropriate for each situation to mitigate the risk of loss to the Bank and/or reduce the level of non-performing assets.… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Wells Fargo (New York, NY)
- …Business Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk , Operations, Technology, Legal, and Human Resources). ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- AIG (New York, NY)
- About the role The Senior Reinsurance Officer is responsible for managing technical claims and operations for the Ceded Re Team, reporting to the Global Head of ... on allocation of reinsurance treaty spend + Manage select compliance requirements for the Ceded Re Team to ensure...support individuals, businesses, and communities, helping them to manage risk , respond to times of uncertainty and discover new… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more