- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical...compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance … more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & ... and services, as well as working with the global Compliance and Risk teams to identify and...skills (policies, procedures, and reports) and confident communicator with senior stakeholders. + Ability to prioritize multiple projects in… more
- KeyBank (Albany, NY)
- …of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will...to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- Sprinklr (NY)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk . This… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- M&T Bank (Buffalo, NY)
- …business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to applicable ... as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the... compliance /operational risk controls in accordance with Company or regulatory standards… more