• Global Secured Trading Securities Associate

    Wells Fargo (Charlotte, NC)
    …Risk, Compliance , etc.) **Required Qualifications:** + 2+ years of Securities Trading experience, or equivalent demonstrated through one or a combination of ... **About this role:** Wells Fargo is seeking a Trading Securities Associate to join their Global Secured Trading (GST) team. This role will be responsible for… more
    Wells Fargo (05/30/25)
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  • Regulatory Change Management Attorney

    US Bank (Charlotte, NC)
    …develop strong working relationships with partners across multiple lines of business, compliance , risk, and the Law Division . **Primary Responsibilities** - ... registered investment adviser requirements, including SEC and FINRA regulations and state securities laws. - Advise business lines, compliance , and other… more
    US Bank (05/31/25)
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  • GenAI Solutions Architect - Assoc Dir / Dir

    S&P Global (NC)
    …to track model performance, data quality, and infrastructure. + Security and Compliance : Implement security measures and compliance standards to protect ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
    S&P Global (03/20/25)
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  • Credit Operations Fulfillment Specialist III…

    Truist (Wilson, NC)
    …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
    Truist (04/10/25)
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  • Senior Lead III, Security Architect

    S&P Global (NC)
    …data security risks. + Develop and enforce data security policies for compliance with industry standards. + Review access management controls for security gaps. ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
    S&P Global (04/14/25)
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  • Associate Director of Generative AI Platform…

    S&P Global (NC)
    …technical milestones align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure adherence to ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
    S&P Global (03/17/25)
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  • Sr Data Scientist- NLP, LLM and GenAI

    S&P Global (Raleigh, NC)
    …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (05/27/25)
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  • Lead Machine Learning Engineer

    S&P Global (Raleigh, NC)
    …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
    S&P Global (05/26/25)
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  • Senior Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …the firms' requirements for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands ... Independent Offices. Additionally, you will partner with areas of Compliance , Legal and the Line of Business, as needed,...+ Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all… more
    Wells Fargo (05/22/25)
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  • Capital Markets Operations Specialist III…

    Truist (Charlotte, NC)
    …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
    Truist (05/20/25)
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