- Truist (Greensboro, NC)
- …who will enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a high quality, compliant ... for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7,...eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical,… more
- Truist (Charlotte, NC)
- …that impact funding strategies/actions. Work with Liquidity Risk team concerning compliance with new regulations. Ensure internal control procedures are in place ... offering circulars and other SEC documents used for issuance of GBN/MTN securities . **General Description of Available Benefits for Eligible Employees of Truist… more
- Wells Fargo (Charlotte, NC)
- …Services Configuration team as part of Corporate Investment Banking (CIB) Operations division . This role provides production support and helps to oversee data ... + Leverage solid understanding of functions, policies, procedures and compliance requirements + Mentor and assist analysts + Collaborate...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- City of Durham (Durham, NC)
- …your skills to Durham! This position will work in the Engineering & Stormwater Division of the Environmental & Street Services Department and will serve as an ... the Environmental & Street Services Department Engineering & Stormwater Division Watershed Restoration Group. Incumbents perform entry-level professional engineering… more
- Wells Fargo (Charlotte, NC)
- …National Branch Network as part of the Consumer, Small & Business Banking division . Learn more about the career areas and business divisions at wellsfargojobs.com. ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- EverBank (Charlotte, NC)
- **Sr Accountant** The Senior Accountant ensures compliance with financial transaction recording standards (eg, general ledger, cash payments/collections, tax ... organization's financial activity in accordance with GAAP, organizational standards, and in compliance with Section 404 of the Sarbanes-Oxley Act. + Assists general… more
- Bank of America (Charlotte, NC)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... as well as during times of market and idiosyncratic stress. **EFR Division : Liquidity Risk Management** Enterprise Liquidity Risk Management is a department within… more
- Bank of America (Charlotte, NC)
- …regulatory reporting and risk limits. Balance Sheet Management (BSM) is a division within the CFO Group responsible for performing the analytics and forecasting ... Accounting, Quantitative, or Economics + Experience analyzing fixed income securities , interest rate derivatives + Experience withSAP / Oracle(general ledger… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …of existing operations and the implementation of innovation processes across the division or function to ensure the required continuous improvement outcomes are ... for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy… more
- Siemens Energy (Raleigh, NC)
- …tax and currency concepts, importduties, credit risk management, financial securities (letters ofcredit/bank guarantees), terms of payments, cashflow analysis, ... bids during the LoA process according to required escalationlevels, ensuring compliance with accounting standards (eg, IFRS) foraccurate order intake and revenue… more