- MUFG (Irving, TX)
- …"Lending Transactions Risk Assessor" or "LTRA") within the Global Financial Crimes Division ("GFCD"). The LTRA helps MUFG assess the financial crimes compliance ... financial institution setting; + Direct experience in corporate lending, business compliance advisory, or other risk management role involving business activities; +… more
- Truist (Houston, TX)
- …appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with Truist regulators and individual subsidiary regulators ... (such as the Securities & Exchange Commission) as a leadership representative for...strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order… more
- S&P Global (TX)
- …to track model performance, data quality, and infrastructure. + Security and Compliance : Implement security measures and compliance standards to protect ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …data security risks. + Develop and enforce data security policies for compliance with industry standards. + Review access management controls for security gaps. ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …technical milestones align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure adherence to ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (TX)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Wells Fargo (Bee Cave, TX)
- …the firms' requirements for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands ... Independent Offices. Additionally, you will partner with areas of Compliance , Legal and the Line of Business, as needed,...+ Provide regular reporting to Governance Leadership, Markets and Division to ensure that the activity complies with all… more
- MUFG (Irving, TX)
- …Audit Reporting Coordination Vice President ("VP") role is in the Global Financial Crimes Division (GFCD) and Americas Compliance function of MUFG Bank, Ltd. The ... compliance (eg Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption, Markets/ Securities ), Review Functions, Examination & Audit Management, and Regulatory… more
- MUFG (Dallas, TX)
- …independently monitor and manage each credit assigned to Special Assets Division ("SAD") (including complex, multi-bank syndicated credits); (ii) administer the ... deals and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training… more