- MUFG (Irving, TX)
- …"Lending Transactions Risk Assessor" or "LTRA") within the Global Financial Crimes Division ("GFCD"). The LTRA helps MUFG assess the financial crimes compliance ... financial institution setting; + Direct experience in corporate lending, business compliance advisory, or other risk management role involving business activities; +… more
- Truist (Houston, TX)
- …appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with Truist regulators and individual subsidiary regulators ... (such as the Securities & Exchange Commission) as a leadership representative for...strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order… more
- S&P Global (TX)
- …to track model performance, data quality, and infrastructure. + Security and Compliance : Implement security measures and compliance standards to protect ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …data security risks. + Develop and enforce data security policies for compliance with industry standards. + Review access management controls for security gaps. ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …technical milestones align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure adherence to ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (TX)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (TX)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- MUFG (Irving, TX)
- …Audit Reporting Coordination Vice President ("VP") role is in the Global Financial Crimes Division (GFCD) and Americas Compliance function of MUFG Bank, Ltd. The ... compliance (eg Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption, Markets/ Securities ), Review Functions, Examination & Audit Management, and Regulatory… more
- MUFG (Dallas, TX)
- …independently monitor and manage each credit assigned to Special Assets Division ("SAD") (including complex, multi-bank syndicated credits); (ii) administer the ... deals and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training… more
- Truist (Houston, TX)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more