- Xcel Energy (Denver, CO)
- …to ensure appropriate equipment ratings, relay coordination, and breaker duty compliance , including assessments for system modifications and new interconnections. + ... impacts on transformers and bulk electric system reliability. Support Regulatory Compliance and Model Validation Activities: + Perform NERC TPL-001-5.1 compliance… more
- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Medicine Family Medicine - Centerfield Clinic Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- Coinbase (Denver, CO)
- …*Nice to haves:* * Experience supporting a retail (fully disclosed) introducing broker. * JD, Series 7 , Series 24. * Experience working at FINRA. * Crypto ... requirements):* * 7 + years experience working in a retail broker-dealer compliance team. * Comfortable working in a fast-paced environment with high levels of… more
- Guardian Life (Denver, CO)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Raymond James Financial, Inc. (Denver, CO)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- El Paso County (Colorado Springs, CO)
- …water quality, enforce health regulations, and educate the community to ensure compliance with local and state standards. Your work will involve regulating onsite ... As part of our Environmental Health Specialist career progression series , this position offers opportunities for growth and advancement....has an anticipated work schedule of Monday - Friday, 7 :30 am - 4:00 pm or 8:00 am -… more
- Raymond James Financial, Inc. (Denver, CO)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 65 + Series 7 and 66 can be used instead of the 65 ... independently with advisors and branch managers and recommend actions to ensure compliance with existing rules and regulations as well as prevent potential… more
- Bank of America (Boulder, CO)
- …licenses, where you will receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 , and Series 66 Exams. Your SIE, Series ... investment growth, referral activities, customer follow up, prospect building, administrative compliance and personal growth and development according to both a… more
- State of Colorado (Denver, CO)
- …Program may increase the salary range for employees with time in the class series . How To Apply Please submit an online application for this position at ... negotiation, pre-work conferences, monitoring visits, reviewing of reports for contract compliance , and evaluating performance. + Review and approve/deny payment of… more
- State of Colorado (Lincoln County, CO)
- …Program may increase the salary range for employees with time in the class series . How To Apply Please submit an online application for this position at ... salary range for employees with time in the class series . Base pay for this position is$2,053.85/biweekly ($53,400/annually). There...required to measure our progress toward having at least 7 % of our workforce be individuals with disabilities. To… more
