- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Medicine Family Medicine - Centerfield Clinic Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- University of Colorado (Aurora, CO)
- …Family Medicine Westminster Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... UCHealth Family Medicine - Westminster Clinic Open Rank - Senior Instructor Series ** **Position #: 00829203 - Requisition #35634:** **Job Summary:** **1.0 FTE**… more
- State of Colorado (Denver, CO)
- County Fiscal Compliance Administrator Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5054947) Apply County Fiscal Compliance ... health care and driving value for Colorado. We are looking for a County Fiscal Compliance Administrator to join our County Admin Fiscal Unit ! As part of the State… more
- Guardian Life (Denver, CO)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Raymond James Financial, Inc. (Denver, CO)
- …o SIE required provided that an exemption or grandfathering cannot be applied. o Required to have Series 7 , 24 and 63, Series 66 can be used in lieu of ... moderate scope and complexity. **Essential Duties and Responsibilities:** * Conducts compliance and suitability reviews, and monitors trading activities, through the… more
- Raymond James Financial, Inc. (Denver, CO)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Required to have a Series 7 , 24 and 63 * Series 66 can be used instead of ... and applies them accordingly. * May participate in the formation of policies related to compliance . * Trains new associates * Acts as a mentor to new associates by… more
- BMO Financial Group (Northglenn, CO)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** **Bilingual in English and Spanish Language is preferred** **_The mission of Premier ... to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works...+ **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Proactively builds… more
- Raymond James Financial, Inc. (Denver, CO)
- …SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 24 and 65, 63. Series 66 can be obtained instead ... administer and analyze various communication reviews and content to ensure compliance with regulatory expectations and firm policies and procedures. Escalates and… more
- Columbia Bank (Greenwood Village, CO)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... investment direction from clients. Series 7 licensed employees provide limited decision-making...support to other Financial Assistants when necessary. + Demonstrates compliance with all bank regulations for assigned job function… more
- State of Colorado (CO)
- …information and education to serve the public and encourage voluntary compliance . TheDriver's License Section within theDivision of Motor Vehiclesis seeking a ... in addition to monitoring Driver's License contracts and vendors to ensure compliance with contract provisions. Specific duties and responsibilities include, but are… more