- TD Bank (Fort Lauderdale, FL)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- Citigroup (Tampa, FL)
- …and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... risk and control issues. + Applies knowledge of key regulations to influence compliance testing review scope. + Develops effective line management relationships… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible for identifying… more
- JPMorgan Chase (Tampa, FL)
- …qualifications, capabilities, and skills** + Experience in leading risk-based Audits and/or Compliance Testing is preferred. + Knowledge of Commercial & ... ensuring our operations align with strategic goals. As a ** Compliance and Operations Risk Test Senior Lead** in the... and Operations Risk Test Senior Lead** in the Testing Center of Excellence, you will play a pivotal… more
- American Express (Sunrise, FL)
- …and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit Group). + Keep abreast of ... will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and...Governance process, with a strong analytical focus on controls, testing , and ongoing monitoring to implement effective processes. +… more
- Carrington (Jacksonville, FL)
- …provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. Perform all ... to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate compliance concerns. + Create… more
- Lincoln Financial (Tallahassee, FL)
- …* 3 - 5+ Years of experience working with retirement plans (administration, compliance testing , drafting plan documents) that aligns with the responsibilities * ... internal/external clients on the retirement plan design, plan operation, nondiscrimination testing , compliance reviews & filings, etc. * Interpreting retirement… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …adherence to regulatory requirements. + Ability to manage and perform risk-based compliance testing . + Ability to determine matters requiring escalation to ... feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing...Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing … more
- American Express (Sunrise, FL)
- …relevant stakeholders, including but not limited to: General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business… more
- Navient (Tallahassee, FL)
- …consumer financial regulator is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products. ... below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ...Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense… more