- Scotiabank (Tampa, FL)
- …Compliance Risk Assessment process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, Regulatory Exams, and ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary...an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- EverBank (Jacksonville, FL)
- …performance, and is responsible for overall HMDA program governance, including second line compliance testing , LAR filing, and reporting, as well as critical ... **CRA and HMDA Compliance Officer** The Community Reinvestment Act (CRA) and...into business processes and manage execution of fair lending testing using a risk-based approach. **Minimum Qualifications** + Minimum… more
- Arena Investors LP (Jacksonville, FL)
- …and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review ( testing and monitoring); . Conflicts of interest ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work...this role, this individual will work closely with the compliance team and have regular interface with staff throughout… more
- American Express (Sunrise, FL)
- … compliance program, including policies, issue management, and oversight of Compliance monitoring and testing . + Actively participate in Tech committees ... inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and… more
- Coinbase (Tallahassee, FL)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...scaling resources, and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as a subject… more
- NextEra Energy (Juno Beach, FL)
- …to provide guidance on required enhancements to system functionality, assist in testing compliance functionality, prioritization of tasks, and ensure projects ... **Sr. Compliance Analyst - Energy Mktg** **Date:** Aug 4,...understanding and editing,documentation of controls, participation and support of testing , meeting with internal and external audit, reviewof possible… more
- Datavant (Tallahassee, FL)
- …within the healthcare or technology industry. + Experience designing, implementing, or testing compliance controls and frameworks. + Experience with corporate ... for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. In this role, you will be a key… more
- MyFlorida (West Palm Beach, FL)
- …Witnesses source testing of criteria and hazardous air pollutants to ensure compliance testing is done in accordance with the established protocol. Processes ... Engineering Specialist Supervisor III-SES. Responsible for processing permit application and compliance monitoring of federal Air program, state and local pollution… more
- Orlando Utilities Commission (Orlando, FL)
- …beneficiaries, disability, accident and death claims, rollovers, distributions, loans, hardships and compliance testing . + Assist in reviewing routine claims and ... matters for health plans, including 5500 filings, Non-Discrimination testing and all other compliance related filings....5500 filings, Non-Discrimination testing and all other compliance related filings. + Partner with risk management on… more