- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- TD Bank (New York, NY)
- …including,** **but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well ... X, FCRA/Reg V, FDPA, SCRA** + **Prior targeted QA/QC monitoring / testing within a compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime Risk ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing requirements… more
- American Express (New York, NY)
- …to banks. + Knowledge of Compliance risk management processes including compliance risk assessment, testing and monitoring , training, reporting, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- Sumitomo Pharma (Albany, NY)
- …a dynamic, highly motivated, and experienced individual for the position of **Associate Manager , Compliance , Training & Strategic Alliance (CTSA), PVRM** . The ... Associate Manager , Compliance , Training & Strategic Alliance (CTSA),...and maintenance of PV staff learning plans, assisting with compliance activities, quality monitoring , management of the… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall...practices of peer institutions. As part of this, the Manager focuses on tracking, monitoring , and challenging… more
- TD Bank (New York, NY)
- …with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The above details are specific to ... and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk… more
- Amazon (New York, NY)
- … with regulatory requirements, development of policies, standards and procedures, monitoring , testing , issue management, risk appetite and metrics, and ... Description Amazon's Transportation Risk & Compliance (TRC) team provides a framework for Amazon's...to perform independent and objective assessment of risks and testing of the controls embedded in Amazon business partners'… more
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