- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and...coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the… more
- Amalgamated Bank (New York, NY)
- …with new and existing consumer and small-business products and services. 13. Conducts compliance monitoring / testing reviews and risk assessments of key ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the...Tracks and monitors the remediation of problems identified in compliance monitoring reviews and regulatory examinations. 15.… more
- S&P Global (NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- TD Bank (New York, NY)
- …(COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities;** + ... adherence and risk management within our bank. This role oversees compliance monitoring , reporting, and governance processes, collaborating with cross-functional… more
- DoorDash (New York, NY)
- …to automate compliance processes such as risk assessments, control testing , and continuous monitoring . + Partner closely with cross-functional teams ... experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal,… more
- Fujifilm (Albany, NY)
- **Position Overview** We are hiring a Compliance Manager to be a member of the FUJIFILM Holdings America Corporation Compliance Department. The Compliance ... Manager will conduct day-to-day management of compliance activities for FUJIFILM North America Corporation to ensure ongoing corporate compliance with… more
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