- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- BMO Financial Group (New York, NY)
- …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...mapping of applicable regulatory obligations to risks, controls, controls testing and policy documents * Provide strong subject matter… more
- TD Bank (New York, NY)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk ... Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability...risks, and controls as well as performing or challenging testing of controls. _Our team currently operates under a… more
- US Bank (New York, NY)
- …of financial risks across the organization. Reporting directly to the Chief Risk Officer , this role provides strategic and operational leadership for market ... corporate strategies. + Lead the identification, measurement, and management of market risk exposures across trading and investment portfolios. + Oversee interest… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Chief Information Security Officer to be r esponsible for designing and implementing the Bank's Information Security program while ... IT and Cyber Security threat landscape for the industry + Ensure Bank compliance with relevant Information Security laws and applicable regulations + Lead, and… more
- Citigroup (New York, NY)
- …with corporate oversight tasks such as reviewing and analyzing liquidity and non-trading market risks, contingency funding plans, and rate risk stress testing . ... This role entails managing business-level liquidity and non-trading market risk, alongside developing and implementing strategies for measuring and analyzing… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Citigroup (Getzville, NY)
- …+ Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + Identifies and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
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