- Bloomberg (New York, NY)
- …It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around ... pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of Bloomberg's regulated entities and products, including support… more
- BMO Financial Group (New York, NY)
- …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
- Wells Fargo (New York, NY)
- …Business Controls and COO teams as well as other support functions (eg, Compliance , Testing , Risk, Operations, Technology, Legal, Audit and Human Resources). ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Treasury Risk Officer for its New York, New York location. Duties: Design and conduct independent assessment of liquidity risks metrics inflows ... economic environment. Use qualitative financial scenario, quantitative financial and market product knowledge, and statistical methods to deliver analytics. Monitor… more
- Citigroup (New York, NY)
- …on issues such as model analytics and reports. Collaborate in the development and testing of new analytical software to ensure compliance with user requirements, ... Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its New York, NY location. Duties:...a platform for executing Credit Loss Models for stress testing on Citi's Wholesale portfolio. Create frameworks for advanced… more
- Wells Fargo (New York, NY)
- …Business Controls and COO teams as well as other support functions (eg, Compliance , Testing , Audit, Risk, Operations, Technology, Legal, and Human Resources). ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Mizuho Corporate Bank (New York, NY)
- …and implication in the onboarding process + Understand policy changes socialized by Compliance and implications to the onboarding process + Manage end to end ... training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to… more
- Chemung Canal Trust Company (Elmira, NY)
- …physical security systems and their corresponding or associated software/hardware. Monitors the testing of security devices on a scheduled basis to ensure ... compliance with regulations and policy. + Conducts regular security...experience, education and, where applicable, licenses or certifications obtained. Market and organizational factors are also considered. Along with… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Danaher Corporation (New York, NY)
- …ethics and compliance program. This role will report to the Chief Compliance Officer of Cepheid. This role will partner with Cepheid, Danaher Diagnostics ... passionate about improving health care through fast, accurate diagnostic testing . Our mission drives us, every moment of every...of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on… more