- TD Bank (Wilmington, DE)
- …regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience...with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred + Relevant professional… more
- JPMorgan Chase (Wilmington, DE)
- …tools, and frameworks to ensure alignment with the firm's strategy and compliance with regulatory requirements + Evaluate controls for effectiveness and impact on ... systems or similar environments. + Understanding of relevant regulations and compliance requirements related to fraud prevention, such as AML (Anti-Money Laundering)… more