- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a ... Master's Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance with the Internal Audit Manual. - Evaluate the first and second ... About the Team The Internal Audit Department Americas (IADA) provides internal...design and methodology, implementation and model documentation. - Ensure compliance with the Mizuho Americas Model Risk Management Policy… more
- American Express (New York, NY)
- …Relevant audit and professional certifications (eg, Certified Public Accountant, (CPA), Certified Internal Auditor (CIA), etc. + Experience with data analytic ... Group. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial… more
- YAI (Manhattan, NY)
- … compliance program under the supervision of the Assistant Director of Corporate Compliance and in coordination with program staff. + Maintains up ... + Develops monitoring tools and checklists for use in internal audits to assess compliance with applicable...compliance -related activities and keeps the Assistant Director of Corporate Compliance informed of issues and overall… more
- Highmark Health (Albany, NY)
- …Coding as set forth by the American Health Information Management Association and Corporate Compliance Coding Guidelines. Assures compliance with the coding ... Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. Reviews medical… more
- MTA (Jamaica, NY)
- Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular ... Posted: Aug 15, 2025 Description JOB TITLE: Director - Corporate Compliance Suburban Operations DEPT/DIV: MTA ...in prior experience preferred + COSO Certification + Certified Internal Auditor Other Information May need to… more
- Bank of America (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... Audit Supervisor - Global Corporate and Investment Banking New York, New York...Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications **Skills:**… more
- Mizuho Corporate Bank (New York, NY)
- …Management Forums, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB). + Monitor and ensure ... to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each assigned tasks and...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- SMBC (New York, NY)
- …is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the ... key risk areas of the determined audit scope to provide reasonable assurance of compliance with internal policies and applicable rules, laws, and regulations and… more
- Highmark Health (Albany, NY)
- …**Preferred** **(Any of the Following)** + Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Fraud Examiner (CFE) + Certified in ... internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts of...are addressed in a timely and responsible manner in compliance with corporate policy, state and federal… more